What Is a Registered Investment Advisor or RIA?steemCreated with Sketch.

in dlike •  5 years ago 

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This article is strictly for people intending to hire a Registered Investment Advisor (RIA) in the United States. It answers questions like: 
 

a) Who is a Registered Investment Advisor? 

b) What are the minimum qualifications (educational, experience or otherwise)  he/she must posses to qualify as one? 

c) Which regulations apply to them? 

d) What are the different categories of RIAs? 

e) What is the difference between a RIA and a Stock Broker? 

f) In case you be looking to hire a RIA to handle your family investments what would you look for in him/her? 


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dlike investing ria stockbroker unitedstates
5 years ago by

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